The work of frontline staff can have the gravest of consequences for you and your business; you should know what the law requires as well as the risks to which you are exposed.
With so many areas with which to comply, breaches can easily occur, resulting in financial penalties, erosion of client confidence, expulsion from trade bodies, reputational damage and even imprisonment.
Compliance Audits provide a comprehensive Health Check of the level of compliance. Audit Reports show findings coupled with recommendations and enable you to easily compare the performance of branch against branch and discipline against discipline. Training needs are easily identifiable, objective setting to improve poorly performing branches can be precise and reports are an excellent management tool by which to motivate and reward good performance.
Audits are structured to meet your needs and your budget – this is a list of the most popular areas selected by our clients
✔ Business Entity
✔ Sample Lettings Files
✔ Sample Sales Files
✔ TOB Sales & Landlord
✔ Client Monies
✔ Health & Safety
You will find our forensic approach invaluable to your decision making process and vital in the pursuit of sustainable compliance.
If you already operate a Branch Audit function, speak to us to learn how outsourcing the process or an element of it, can support, extend and add value, whilst freeing up internal resources so that everybody in-house can be fully focused on core business.